TR-1: Sstandard form for notification of significant holdings
| NOTIFICATION OF MAIN PARTICIPATIONS (to be sent to the relevant issuer and to FCA in Microsoft Word format if possible) I | ||||||
| 1a. Identity of the underlying issuer or issuer of existing shares to which the voting rights are attaskD ii: | Middlefield Canadian Income PCC | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if applicable) | ||||||
| Non-UK issuer | X | |||||
| 2. Reason for notification (please tick the appropriate box (es) with an “X”) | ||||||
| An acquisition or disposal of voting rights | ||||||
| An acquisition or disposal of financial instruments | ||||||
| An event modifying the distribution of voting rights | ||||||
| Other (Please specify) iii:
Changing the name of the entity |
X |
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| 3. Details of a person subject to notification obligationm iv | ||||||
| name | Allspring Global Investments Holdings, LLC | |||||
| City and country of head office (if applicable) | Menomonee Falls, United States of America | |||||
| 4. Full name of the shareholder (s) (if different from 3.) v | ||||||
| name | Allspring Global Investments, LLC | |||||
| City and country of head office (if applicable) | Menomonee Falls, United States of America | |||||
| 5. Date on which the threshold was crossed or reachedD vi: | 11/01/2021 | |||||
| 6. Date on which the issuer notified (DD / MM / YYYY): | 08/11/2021 | |||||
| 7. Total number of positions of person (s) subject to the notification obligation | ||||||
| % of the voting rights attached to the shares (total of 8. A) | % of voting rights via financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in% (8.A + 8.B) | Total number of voting rights held in the issuer (8.A + 8.B) vii | |||
| Resulting situation on the date of crossing or reaching the threshold | 9.16% | 0.00 | 9.16% | 9 755 364 | ||
| Position of the previous notification (if in force) |
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| 8. Details notified of rresulting situation to the date on which the threshold was crossed or reachedD viii | |||||||||
| A: Voting rights attached to the shares | |||||||||
| Class / type of actions ISIN code (if possible) |
Number of voting rightss ix | % of right to vote | |||||||
| Direct (DTR5.1) |
Indirect (DTR5.2.1) |
Direct (DTR5.1) |
Indirect (DTR5.2.1) |
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| GB00B15PV034 | 0 | 9 755 364 | 0.00 | 9.16% | |||||
| TOTAL 8. A | 9 755 364 | 9.16% | |||||||
| B 1: Financial instruments according to DTR5.3.1R (1) (a) | |||||||||
| Type of funding instrument | Expiry date X |
Exercise/ Conversion period xi |
Number of votes rights that can be acquired if the the instrument is exercisecisa /converted. |
% of votes rights | |||||
| TOTAL 8. B 1 | |||||||||
| B 2: Financial instruments with a similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
| Type of funding instrument | Expiry date X |
Exercise/ Conversion period XI |
Physical or cash settlerst xii |
Number of votes rights | % of votes rights | ||||
| SUB-TOTAL 8.B.2 | |||||||||
| 9. Information relating to the person subject to the notification obligation (please mark the applicable box with an “X”) |
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| The person subject to the notification obligation is not controlled by any natural or legal person and does not control any other company directly or indirectly holding a stake in the (underlying) issuer xiii | ||||
| Full chain of controlled companies through which voting rights and / or financial instruments are effectively held starting with the natural or legal person having ultimate control (please add additional lines if necessary) xiv |
X | |||
| name xv | % of voting rights if it is equal to or greater than the notification threshold | % of right to vote by financial instruments if it is equal to or greater than the notification threshold | Total of both if equal to or greater than the notification threshold | |
| Allspring Global Investments Holdings, LLC | 9.16% | 9.16% | ||
| ten. In case of proxy voting, please identify: | ||||
| Name of representative | ||||
| The number and% of voting rights held | ||||
| The date until which the voting rights will be held | ||||
| 11. Additional information xvi | ||||
|
JTC Fund Solutions (Jersey) Limited, Secretary |
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| Place of completion | Jersey |
| Completion date | 09-Nov-2021 |
