Economic Undertakings

Middlefield Canadian Income PCC – Participation (s) in the company


TR-1: Sstandard form for notification of significant holdings

NOTIFICATION OF MAIN PARTICIPATIONS (to be sent to the relevant issuer and to FCA in Microsoft Word format if possible) I
1a. Identity of the underlying issuer or issuer of existing shares to which the voting rights are attaskD ii: Middlefield Canadian Income PCC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if applicable)
Non-UK issuer X
2. Reason for notification (please tick the appropriate box (es) with an “X”)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event modifying the distribution of voting rights
Other (Please specify) iii:

Changing the name of the entity

X

3. Details of a person subject to notification obligationm iv
name Allspring Global Investments Holdings, LLC
City and country of head office (if applicable) Menomonee Falls, United States of America
4. Full name of the shareholder (s) (if different from 3.) v
name Allspring Global Investments, LLC
City and country of head office (if applicable) Menomonee Falls, United States of America
5. Date on which the threshold was crossed or reachedD vi: 11/01/2021
6. Date on which the issuer notified (DD / MM / YYYY): 08/11/2021
7. Total number of positions of person (s) subject to the notification obligation
% of the voting rights attached to the shares (total of 8. A) % of voting rights via financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in% (8.A + 8.B) Total number of voting rights held in the issuer (8.A + 8.B) vii
Resulting situation on the date of crossing or reaching the threshold 9.16% 0.00 9.16% 9 755 364
Position of the previous notification (if
in force)
8. Details notified of rresulting situation to the date on which the threshold was crossed or reachedD viii
A: Voting rights attached to the shares
Class / type of
actions
ISIN code (if possible)
Number of voting rightss ix % of right to vote
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
GB00B15PV034 0 9 755 364 0.00 9.16%
TOTAL 8. A 9 755 364 9.16%
B 1: Financial instruments according to DTR5.3.1R (1) (a)
Type of funding instrument Expiry
date X
Exercise/
Conversion period xi
Number of votes rights that can be acquired if the the instrument is
exercisecisa /converted.
% of votes rights
TOTAL 8. B 1
B 2: Financial instruments with a similar economic effect according to DTR5.3.1R (1) (b)
Type of funding instrument Expiry
date X
Exercise/
Conversion period XI
Physical or cash
settlerst xii
Number of votes rights % of votes rights
SUB-TOTAL 8.B.2
9. Information relating to the person subject to the notification obligation (please mark the
applicable box with an “X”)
The person subject to the notification obligation is not controlled by any natural or legal person and does not control any other company directly or indirectly holding a stake in the (underlying) issuer xiii
Full chain of controlled companies through which voting rights and / or
financial instruments are effectively held starting with the natural or legal person having ultimate control (please add additional lines if necessary) xiv
X
name xv % of voting rights if it is equal to or greater than the notification threshold % of right to vote by financial instruments if it is equal to or greater than the notification threshold Total of both if equal to or greater than the notification threshold
Allspring Global Investments Holdings, LLC 9.16% 9.16%
ten. In case of proxy voting, please identify:
Name of representative
The number and% of voting rights held
The date until which the voting rights will be held
11. Additional information xvi

JTC Fund Solutions (Jersey) Limited, Secretary

Place of completion Jersey
Completion date 09-Nov-2021


Leave a Reply

Your email address will not be published.